Large Herbivore Business Canadian Investment Advisors

Canadian Investment Advisors

If you are moving to the United States and are considering using a Canadian investment advisor, there are a few important things you should know before you make the decision. The first thing to consider is whether you can still legally work with the advisor. The Canadian Securities Act requires investment advisors to be registered in Canada. Even if you are a Canadian citizen, you cannot work for an investment firm that is not registered in Canada. This could result in serious problems.

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Currently, Canadian investment advisors are generally bullish on domestic equities and commodities. This is in contrast to their negative expectations in the first half of the year. According to a recent survey conducted by Horizons ETFs Management (Canada) Inc., two out of three Canadian advisors expect equity returns to be positive in the next three months.

However, a number of concerns remain about how the new regulation will affect the industry. The best interest standard will introduce new conduct risks for advisors and new regulatory requirements for compliance departments. As a result, some securities regulators are wary of the new standard, expressing concerns about its implementation and lack of clarity. More info :

Canadian investment advisors are required to register with provincial and national securities commissions. These professionals are qualified to advise clients on the right investments. They may also be known as wealth advisors, securities advisers, or portfolio managers. They must be registered with the securities agency in their province and the National Registration Database. They may have also taken courses at other recognized institutions such as the CFA Institute or the IFSE Institute.

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